SEC Form 4 · accession 0001209191-15-051322
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 5, 2015 | P | 1,998 | $6.89 | A | 1,281,957 | D | |
| Class A Common Stock | Jun 5, 2015 | P | 1,026 | $7.01 | A | 1,282,983 | D | |
| Class A Common Stock | Jun 5, 2015 | P | 174 | $6.94 | A | 1,283,157 | D | |
| Class A Common Stock | Jun 8, 2015 | P | 1,140 | $6.95 | A | 1,284,297 | D | |
| Class A Common Stock | Jun 8, 2015 | P | 1,002 | $6.97 | A | 1,285,299 | D | |
| Class A Common Stock | Jun 8, 2015 | P | 1,050 | $6.94 | A | 1,286,349 | D | |
| Class A Common Stock | Jun 8, 2015 | P | 454 | $6.98 | A | 1,286,803 | D | |
| Class A Common Stock | Jun 8, 2015 | P | 221 | $6.96 | A | 1,287,024 | D | |
| Class A Common Stock | Jun 8, 2015 | P | 100 | $6.99 | A | 1,287,124 | D | |
| Class A Common Stock | Jun 8, 2015 | P | 32 | $6.92 | A | 1,287,156 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.