SEC Form 4 · accession 0001209191-15-044240
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 1:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 15, 2015 | P | 1,500 | $6.55 | A | 1,236,873 | D | |
| Class A Common Stock | May 15, 2015 | P | 1,587 | $6.50 | A | 1,238,460 | D | |
| Class A Common Stock | May 15, 2015 | P | 200 | $6.57 | A | 1,238,660 | D | |
| Class A Common Stock | May 15, 2015 | P | 200 | $6.60 | A | 1,238,860 | D | |
| Class A Common Stock | May 18, 2015 | P | 1,500 | $6.79 | A | 1,240,360 | D | |
| Class A Common Stock | May 18, 2015 | P | 791 | $6.61 | A | 1,241,151 | D | |
| Class A Common Stock | May 18, 2015 | P | 499 | $6.62 | A | 1,241,650 | D | |
| Class A Common Stock | May 18, 2015 | P | 200 | $6.78 | A | 1,241,850 | D | |
| Class A Common Stock | May 18, 2015 | P | 100 | $6.74 | A | 1,241,950 | D | |
| Class A Common Stock | May 18, 2015 | P | 100 | $6.75 | A | 1,242,050 | D | |
| Class A Common Stock | May 18, 2015 | P | 100 | $6.80 | A | 1,242,150 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.