SEC Form 4 · accession 0001209191-15-043060
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 10:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 13, 2015 | P | 1,400 | $6.58 | A | 1,229,799 | D | |
| Class A Common Stock | May 13, 2015 | P | 2,087 | $6.50 | A | 1,231,886 | D | |
| Class A Common Stock | May 14, 2015 | P | 3,129 | $6.50 | A | 1,235,015 | D | |
| Class A Common Stock | May 14, 2015 | P | 358 | $6.49 | A | 1,235,373 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.