SEC Form 4 · accession 0001209191-15-042062
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 11:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 11, 2015 | P | 1,987 | $6.38 | A | 1,224,812 | D | |
| Class A Common Stock | May 11, 2015 | P | 100 | $6.37 | A | 1,224,912 | D | |
| Class A Common Stock | May 12, 2015 | P | 2,047 | $6.56 | A | 1,226,959 | D | |
| Class A Common Stock | May 12, 2015 | P | 700 | $6.55 | A | 1,227,659 | D | |
| Class A Common Stock | May 12, 2015 | P | 602 | $6.53 | A | 1,228,261 | D | |
| Class A Common Stock | May 12, 2015 | P | 138 | $6.52 | A | 1,228,399 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.