SEC Form 4 · accession 0001209191-15-039882
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 3:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 5, 2015 | P | 1,472 | $6.68 | A | 1,211,594 | D | |
| Class A Common Stock | May 5, 2015 | P | 269 | $6.63 | A | 1,211,863 | D | |
| Class A Common Stock | May 5, 2015 | P | 239 | $6.67 | A | 1,212,102 | D | |
| Class A Common Stock | May 5, 2015 | P | 162 | $6.69 | A | 1,212,264 | D | |
| Class A Common Stock | May 5, 2015 | P | 100 | $6.76 | A | 1,212,364 | D | |
| Class A Common Stock | May 5, 2015 | P | 79 | $6.57 | A | 1,212,443 | D | |
| Class A Common Stock | May 5, 2015 | P | 94 | $6.60 | A | 1,212,537 | D | |
| Class A Common Stock | May 5, 2015 | P | 49 | $6.73 | A | 1,212,586 | D | |
| Class A Common Stock | May 5, 2015 | P | 46 | $6.59 | A | 1,212,632 | D | |
| Class A Common Stock | May 5, 2015 | P | 42 | $6.48 | A | 1,212,674 | D | |
| Class A Common Stock | May 5, 2015 | P | 15 | $6.65 | A | 1,212,689 | D | |
| Class A Common Stock | May 5, 2015 | P | 5 | $6.61 | A | 1,212,694 | D | |
| Class A Common Stock | May 6, 2015 | P | 3,277 | $6.51 | A | 1,215,971 | D | |
| Class A Common Stock | May 6, 2015 | P | 97 | $6.55 | A | 1,216,068 | D | |
| Class A Common Stock | May 6, 2015 | P | 3 | $6.54 | A | 1,216,071 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.