SEC Form 4 · accession 0001209191-15-038762
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 1:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 1, 2015 | P | 1,271 | $6.61 | A | 1,205,238 | D | |
| Class A Common Stock | May 1, 2015 | P | 1,000 | $6.60 | A | 1,206,238 | D | |
| Class A Common Stock | May 1, 2015 | P | 400 | $6.65 | A | 1,206,638 | D | |
| Class A Common Stock | May 1, 2015 | P | 107 | $6.59 | A | 1,206,745 | D | |
| Class A Common Stock | May 4, 2015 | P | 1,200 | $6.64 | A | 1,207,945 | D | |
| Class A Common Stock | May 4, 2015 | P | 977 | $6.63 | A | 1,208,922 | D | |
| Class A Common Stock | May 4, 2015 | P | 700 | $6.60 | A | 1,209,622 | D | |
| Class A Common Stock | May 4, 2015 | P | 500 | $6.61 | A | 1,210,122 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.