SEC Form 4 · accession 0001209191-15-037668
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Apr 28, 2015
Accepted (ET)
May 1, 2015 · 11:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 28, 2015 | P | 1,443 | $6.85 | A | 1,197,076 | D | |
| Class A Common Stock | Apr 28, 2015 | P | 800 | $6.84 | A | 1,197,876 | D | |
| Class A Common Stock | Apr 28, 2015 | P | 535 | $6.83 | A | 1,198,411 | D | |
| Class A Common Stock | Apr 29, 2015 | P | 1,678 | $6.82 | A | 1,200,089 | D | |
| Class A Common Stock | Apr 29, 2015 | P | 1,100 | $6.84 | A | 1,201,189 | D | |
| Class A Common Stock | Apr 30, 2015 | P | 1,200 | $6.72 | A | 1,202,389 | D | |
| Class A Common Stock | Apr 30, 2015 | P | 878 | $6.70 | A | 1,203,267 | D | |
| Class A Common Stock | Apr 30, 2015 | P | 700 | $6.74 | A | 1,203,967 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.