SEC Form 4 · accession 0001209191-15-035516
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Apr 20, 2015
Accepted (ET)
Apr 22, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 20, 2015 | P | 1,231 | $6.50 | A | 1,180,431 | D | |
| Class A Common Stock | Apr 20, 2015 | P | 1,000 | $6.52 | A | 1,181,431 | D | |
| Class A Common Stock | Apr 20, 2015 | P | 500 | $6.48 | A | 1,181,931 | D | |
| Class A Common Stock | Apr 21, 2015 | P | 2,331 | $6.50 | A | 1,184,262 | D | |
| Class A Common Stock | Apr 21, 2015 | P | 400 | $6.55 | A | 1,184,662 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.