SEC Form 4 · accession 0001209191-15-033562
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Apr 8, 2015
Accepted (ET)
Apr 10, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 8, 2015 | P | 3,035 | $6.70 | A | 1,158,995 | D | |
| Class A Common Stock | Apr 8, 2015 | P | 100 | $6.68 | A | 1,159,095 | D | |
| Class A Common Stock | Apr 9, 2015 | P | 2,777 | $6.63 | A | 1,161,872 | D | |
| Class A Common Stock | Apr 9, 2015 | P | 300 | $6.62 | A | 1,162,172 | D | |
| Class A Common Stock | Apr 9, 2015 | P | 58 | $6.60 | A | 1,162,230 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.