SEC Form 4 · accession 0001209191-15-029190
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 23, 2015 | P | 725 | $6.60 | A | 1,118,368 | D | |
| Class A Common Stock | Mar 23, 2015 | P | 500 | $6.49 | A | 1,118,868 | D | |
| Class A Common Stock | Mar 23, 2015 | P | 400 | $6.45 | A | 1,119,268 | D | |
| Class A Common Stock | Mar 23, 2015 | P | 400 | $6.61 | A | 1,119,668 | D | |
| Class A Common Stock | Mar 23, 2015 | P | 100 | $6.48 | A | 1,119,768 | D | |
| Class A Common Stock | Mar 24, 2015 | P | 1,158 | $6.65 | A | 1,120,926 | D | |
| Class A Common Stock | Mar 24, 2015 | P | 1,100 | $6.63 | A | 1,122,026 | D | |
| Class A Common Stock | Mar 24, 2015 | P | 67 | $6.64 | A | 1,122,093 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.