SEC Form 4 · accession 0001209191-15-028518
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 19, 2015 | P | 500 | $6.65 | A | 1,114,915 | D | |
| Class A Common Stock | Mar 19, 2015 | P | 500 | $6.60 | A | 1,115,415 | D | |
| Class A Common Stock | Mar 19, 2015 | P | 500 | $6.70 | A | 1,115,915 | D | |
| Class A Common Stock | Mar 19, 2015 | P | 189 | $6.44 | A | 1,116,104 | D | |
| Class A Common Stock | Mar 20, 2015 | P | 689 | $6.30 | A | 1,116,793 | D | |
| Class A Common Stock | Mar 20, 2015 | P | 400 | $6.48 | A | 1,117,193 | D | |
| Class A Common Stock | Mar 20, 2015 | P | 200 | $6.60 | A | 1,117,393 | D | |
| Class A Common Stock | Mar 20, 2015 | P | 150 | $6.55 | A | 1,117,543 | D | |
| Class A Common Stock | Mar 20, 2015 | P | 100 | $6.59 | A | 1,117,643 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.