SEC Form 4 · accession 0001209191-15-027858
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 17, 2015 | P | 965 | $6.51 | A | 1,112,991 | D | |
| Class A Common Stock | Mar 17, 2015 | P | 331 | $6.45 | A | 1,113,322 | D | |
| Class A Common Stock | Mar 17, 2015 | P | 342 | $6.50 | A | 1,113,664 | D | |
| Class A Common Stock | Mar 17, 2015 | P | 51 | $6.65 | A | 1,113,715 | D | |
| Class A Common Stock | Mar 18, 2015 | P | 400 | $6.30 | A | 1,114,115 | D | |
| Class A Common Stock | Mar 18, 2015 | P | 200 | $6.35 | A | 1,114,315 | D | |
| Class A Common Stock | Mar 18, 2015 | P | 100 | $6.29 | A | 1,114,415 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.