SEC Form 4 · accession 0001209191-15-027090
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 13, 2015 | P | 685 | $6.45 | A | 1,110,725 | D | |
| Class A Common Stock | Mar 13, 2015 | P | 262 | $6.33 | A | 1,110,987 | D | |
| Class A Common Stock | Mar 16, 2015 | P | 350 | $6.47 | A | 1,111,337 | D | |
| Class A Common Stock | Mar 16, 2015 | P | 200 | $6.38 | A | 1,111,537 | D | |
| Class A Common Stock | Mar 16, 2015 | P | 100 | $6.48 | A | 1,111,637 | D | |
| Class A Common Stock | Mar 16, 2015 | P | 100 | $6.49 | A | 1,111,737 | D | |
| Class A Common Stock | Mar 16, 2015 | P | 100 | $6.52 | A | 1,111,837 | D | |
| Class A Common Stock | Mar 16, 2015 | P | 100 | $6.51 | A | 1,111,937 | D | |
| Class A Common Stock | Mar 16, 2015 | P | 89 | $6.33 | A | 1,112,026 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.