SEC Form 4 · accession 0001209191-15-010777
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 5, 2015 | P | 1,290 | $7.50 | A | 1,091,508 | D | |
| Class A Common Stock | Feb 6, 2015 | P | 268 | $7.50 | A | 1,091,776 | D | |
| Class A Common Stock | Feb 6, 2015 | P | 120 | $7.41 | A | 1,091,896 | D | |
| Class A Common Stock | Feb 6, 2015 | P | 34 | $7.43 | A | 1,091,930 | D | |
| Class A Common Stock | Feb 6, 2015 | P | 18 | $7.49 | A | 1,091,948 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.