SEC Form 4 · accession 0001209191-15-007832
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jan 28, 2015
Accepted (ET)
Jan 30, 2015 · 3:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 28, 2015 | P | 1,200 | $7.35 | A | 1,084,768 | D | |
| Class A Common Stock | Jan 28, 2015 | P | 83 | $7.38 | A | 1,084,851 | D | |
| Class A Common Stock | Jan 28, 2015 | P | 7 | $7.37 | A | 1,084,858 | D | |
| Class A Common Stock | Jan 29, 2015 | P | 890 | $7.44 | A | 1,085,748 | D | |
| Class A Common Stock | Jan 29, 2015 | P | 400 | $7.43 | A | 1,086,148 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.