SEC Form 4 · accession 0001209191-18-007696
Discover Financial Services · DFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Minetti
Officer — EVP, Pres. - Consumer Banking
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | F | 16,794 | $80.62 | D | 165,258 | D | |
| Common Stock | Feb 1, 2018 | S | 8,000 | $79.51 | D | 157,258 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Number of shares withheld to pay the tax withholding obligation incurred in connection with the vesting of previously-granted (i) performance stock units, and (ii) restricted stock units.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2017.