SEC Form 4/A · accession 0001209191-17-014429
Discover Financial Services · DFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Carlos Minetti
Officer — EVP
Period of report
Feb 1, 2017
Accepted (ET)
Feb 24, 2017 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2017 | A | 28,781 | $68.77 | A | 269,804 | D | |
| Common StockF3 | Feb 1, 2017 | F | 20,115 | $68.77 | D | 249,689 | D | |
| Common StockF4 | Feb 1, 2017 | S | 10,000 | $69.70 | D | 239,689 | D | |
| Common Stock | Feb 2, 2017 | G | 1,500 | $0.00 | D | 238,189 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended Form 4 is filed to correct the number of securities reported in Table I, which were previously incorrectly reported due to administrative error.
- F2Shares earned upon vesting of non-derivative performance stock units, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Performance stock units are convertible into shares of common stock at a ratio of 1:1.
- F3Number of shares withheld to pay the tax withholding obligation incurred in connection with the vesting of previously granted restricted stock units and performance stock units.
- F4Sold pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.