SEC Form 4 · accession 0001209191-19-015116

Resolute Forest Products Inc. · RFP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, operations

Period of report

Jan 30, 2019

Accepted (ET)

Mar 1, 2019 · 5:26 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001393066

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 30, 2019	A	35,369	$0.00	A	165,957	D
Common Stock^F2	Feb 28, 2019	F	12,840	$8.42	D	153,117	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Dividend Equivalent Units^F3	—	Jan 30, 2019	A	6,220	A	—	—	Common Stock	6,220	6,220	D
Dividend Equivalent Units^F4	—	Jan 30, 2019	M	6,220	D	—	—	Common Stock	6,220	0	D

F1Represents shares issued pursuant to the satisfaction of performance criteria for previously awarded performance stock units that vested on January 30, 2019.
F2Represents units withheld in respect of taxes on the settlement of performance stock units.
F3Represents additional Performance Share Units ("PSUs") resulting from the adjustment on December 20, 2018 of outstanding unvested PSUs in connection with the payment of the special cash dividend approved by the issuer's board of directors on October 31, 2018 pursuant to the terms of Resolute Forest Products Equity Incentive Plan. These additional PSUs are subject to the original vesting schedule and performance criteria in place with respect to the PSUs giving rise to the award adjustment and are settled in cash.
F4Represents cash settlement pursuant to the satisfaction of performance criteria for awarded Dividend Equivalent Units (DEUs).