SEC Form 4 · accession 0001209191-18-064009
Resolute Forest Products Inc. · RFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrice Minguez
Officer — President, Tissue Group
Period of report
Dec 20, 2018
Accepted (ET)
Dec 21, 2018 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393066
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent UnitsF1 | — | Dec 20, 2018 | A | 3,710 | A | — | — | Common Stock | 3,710 | 3,710 | D |
Explanation of responses
- F1The Dividend Equivalent Units (DEUs) accrued on outstanding unvested Restricted Share Units (RSUs) pursuant to the terms of the Resolute Forest Products Equity Incentive Plan in connection with the payment on December 20, 2018 of the special dividend approved by the board of directors of Resolute Forest Products Inc. on October 31, 2018. These DEUs are subject to the original vesting schedule in place with respect to the underlying RSUs and will settle in cash.