SEC Form 4 · accession 0001209191-17-061032
Resolute Forest Products Inc. · RFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jo-Ann Longworth
Officer — Senior Vice President & CFO
Period of report
Nov 13, 2017
Accepted (ET)
Nov 16, 2017 · 7:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2017 | A | 32,594 | $0.00 | A | 147,272 | D | |
| Common StockF2 | Nov 14, 2017 | F | 9,131 | $9.00 | D | 138,141 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This reporting person was awarded restricted stock units, each representing a contingent right to receive one share of Resolute Forest Products Inc. common stock. The award can not be settled in cash. The restricted stock units vest in four equal annual installments beginning on November 13, 2018. The number of securities represent the remaining installments.
- F2Represents units withheld in respect of taxes on the settlement of restricted stock units.