SEC Form 4 · accession 0001209191-15-079425
Resolute Forest Products Inc. · RFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Joseph Tremblay
Officer — SVP, operations
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2015 | F | 544 | $7.71 | D | 27,956 | D | |
| Common StockF1 | Nov 6, 2015 | F | 929 | $7.71 | D | 27,027 | D | |
| Common StockF1 | Nov 8, 2015 | F | 728 | $7.71 | D | 26,299 | D | |
| Common StockF2 | Nov 9, 2015 | A | 30,692 | $0.00 | A | 56,991 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents units withheld in respect of taxes on the settlement of restricted stock units.
- F2This reporting person was awarded restricted stock units, each representing a contingent right to receive one share of Resolute Forest Products Inc. common stock. The award can not be settled in cash. The restricted stock units will vest in four equal annual installments beginning on November 9, 2016.