SEC Form 4 · accession 0001181431-15-002389
Resolute Forest Products Inc. · RFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pierre Laberge
Officer — Senior Vice President
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 5,140 | $16.45 | A | 45,751 | D | |
| Common Stock | Feb 10, 2015 | F | 4,853 | $18.01 | D | 40,898 | D | |
| Common Stock | Feb 10, 2015 | S | 287 | $18.01 | D | 40,611 | D | |
| Common Stock | Feb 10, 2015 | M | 8,585 | $11.41 | A | 49,196 | D | |
| Common Stock | Feb 10, 2015 | F | 6,449 | $18.01 | D | 42,747 | D | |
| Common Stock | Feb 10, 2015 | S | 2,136 | $18.01 | D | 40,611 | D | |
| Common Stock | Feb 10, 2015 | M | 6,204 | $15.66 | A | 46,815 | D | |
| Common Stock | Feb 10, 2015 | F | 5,670 | $18.01 | D | 41,145 | D | |
| Common Stock | Feb 10, 2015 | S | 534 | $18.01 | D | 40,611 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $16.45 | Feb 10, 2015 | M | 5,140 | D | Nov 3, 2012 | Nov 3, 2021 | Common Stock | 5,140 | 5,139 | D |
| Stock Option (right to buy)F2 | $11.41 | Feb 10, 2015 | M | 8,585 | D | Nov 8, 2013 | Nov 8, 2022 | Common Stock | 8,585 | 17,170 | D |
| Stock Option (right to buy)F3 | $15.66 | Feb 10, 2015 | M | 6,204 | D | Nov 6, 2014 | Nov 6, 2023 | Common Stock | 6,204 | 18,610 | D |
Explanation of responses
- F1The options were awarded on November 3, 2011, vesting in four equal annual installments beginning on November 3, 2012.
- F2The options were awarded on November 8, 2012, vesting in four equal annual installments beginning on November 8, 2013.
- F3The options were awarded on November 6, 2013, vesting in four equal annual installments beginning on November 6, 2014.