SEC Form 4 · accession 0001209191-16-152171
VEEVA SYSTEMS INC · VEEV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Mateo
Officer — EVP Global Sales
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 23, 2016 | S | 734 | $44.90 | D | 6,409 | D | |
| Class A Common StockF2 | Nov 23, 2016 | M | 51,605 | $0.00 | A | 58,014 | D | |
| Class A Common StockF3 | Nov 23, 2016 | S | 51,605 | $45.0122 | D | 6,409 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F4 | $26.99 | Nov 23, 2016 | M | 51,605 | D | — | Apr 30, 2025 | Class A Common Stock | 51,605 | 396,791 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person.
- F2Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
- F3The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.9000 to $45.3400 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
- F4The option shares are fully vested and may be exercised at any time.