SEC Form 4 · accession 0001209191-16-149715
VEEVA SYSTEMS INC · VEEV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Mateo
Officer — EVP Global Sales
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 9, 2016 | S | 384 | $39.90 | D | 7,143 | D | |
| Class A Common StockF2 | Nov 9, 2016 | M | 2,716 | $0.00 | A | 9,859 | D | |
| Class A Common Stock | Nov 9, 2016 | S | 2,716 | $39.90 | D | 7,143 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3 | $26.99 | Nov 9, 2016 | M | 2,716 | D | — | Apr 30, 2025 | Class A Common Stock | 2,716 | 451,112 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person.
- F2Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
- F3The option shares are fully vested and may be exercised at any time.