SEC Form 3 · accession 0001445546-18-000458
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND · FGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Kochevar
Other
Period of report
Jan 16, 2018
Accepted (ET)
Jan 25, 2018 · 9:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 0 | D |
Table II — derivative securities
No Table II lines on this filing.