SEC Form 4 · accession 0001392972-19-000069
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stefan B Schulz
Officer — EVP and CFO
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | M | 15,625 | $43.05 | A | 124,364 | D | |
| Common Stock | Mar 1, 2019 | F | 5,836 | $43.05 | D | 118,528 | D | |
| Common Stock | Mar 3, 2019 | M | 20,625 | $43.05 | A | 139,153 | D | |
| Common Stock | Mar 3, 2019 | F | 7,704 | $43.05 | D | 131,449 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F1,F2 | — | Mar 1, 2019 | M | 15,625 | D | — | — | Common Stock | 15,625 | 123,410 | D |
| Restricted Stock UnitsF3,F1,F5 | — | Mar 3, 2019 | M | 20,625 | D | — | — | Common Stock | 20,625 | 102,785 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
- F2This is the third tranche of a restricted stock unit grant awarded on March 24, 2016 in the amount of 62,500 units, which vests annually in equal installments over a four year period on March 1st of each year, with a final lapse date of March 1, 2020.
- F3Includes: (i) 15,625 unvested restricted stock units with a final lapse date of March 1, 2020, and is associated with a March 24, 2016 grant; (ii) 19,600 unvested restricted stock units vesting in equal installments on January 1 over the next two years, with a final lapse date of January 1, 2021, and is associated with a January 20, 2017 grant; (iii) 31,251 unvested restricted stock units vesting in equal installments on January 10 over the next three years, with a final lapse date of January 10, 2022, and is associated with a January 8, 2018 grant; and (iv) 36,309 unvested restricted stock units vesting in equal installments on January 15 over the next four years, with a final lapse date of January 15, 2023, associated with a January 15, 2019 grant.
- F4Also includes 20,625 unvested restricted stock units, the final tranche of which vested on March 3, 2019, and is associated with a March 3, 2015 grant.
- F5This is the final tranche of a restricted stock unit grant awarded on March 3, 2015 in the amount of 82,500 units, which vested annually in equal installments over a four year period on March 3rd of each year.