SEC Form 4 · accession 0001392972-18-000096
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Keszler
Director
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2018 | M | 30,000 | $7.81 | A | 92,477 | D | |
| Common StockF2,F3 | May 8, 2018 | F | 7,265 | $32.59 | D | 85,212 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionF4 | $7.81 | May 8, 2018 | M | 30,000 | D | — | Aug 21, 2018 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1These stock options, granted on August 21, 2008 under the 2007 Equity Incentive Plan, represent a contingent right to buy one share of PROS Holdings, Inc. common stock at the price granted.
- F2Represents the sale of stock options sufficient to cover only the exercise price, taxes and fees.
- F3Represents 40 separate transactions, each at this price.
- F4These stock options were immediately exercisable and vested monthly over a three-year period following the grant date.