SEC Form 4 · accession 0001392972-18-000088
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andres Reiner
Officer — President & CEO · Director
Period of report
Apr 18, 2018
Accepted (ET)
Apr 20, 2018 · 2:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 18, 2018 | M | 15,000 | $12.72 | A | 470,074 | D | |
| Common StockF3 | Apr 18, 2018 | S | 15,000 | $33.52 | D | 455,074 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionF4 | $12.72 | Apr 18, 2018 | M | 15,000 | D | — | — | Common Stock | 15,000 | 20,000 | D |
Explanation of responses
- F1Each option granted or acquired represents the contingent right to buy one share of PROS Holdings, Inc. common stock at the price granted.
- F2The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2017.
- F3Represents the average price for 42 total transactions in a range from $33.18 to $33.75.
- F4These NQ Stock Options granted on May 14, 2008, vested monthly beginning from the date of grant over an 18-month period in equal installments of approximately 2,777, and will expire on May 14, 2018.