SEC Form 4 · accession 0001392972-18-000049
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Dziersk
Officer — EVP, Worldwide Sales
Period of report
Jan 12, 2018
Accepted (ET)
Jan 16, 2018 · 9:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF3,F1,F2 | — | Jan 12, 2018 | A | 12,346 | A | — | — | Common Stock | 12,346 | 91,684 | D |
Explanation of responses
- F1One share of PROS Holdings, Inc. common stock will be issued for each performance share unit (market share unit, or "MSU") that vests.
- F2These performance share units (MSUs) were granted on January 12, 2018 in the amount of 6,173 units and vest on January 10, 2021, with a three-year performance period beginning on January 1, 2018 and ending on December 31, 2020. The amount shown on this Form 4 assumes the maximum possible award at 200%.
- F3Includes (i) 79,338 performance shares (MSUs) which will vest on October 9, 2020 associated with an October 9, 2017 grant; and (ii) 12,346 performance shares (MSUs) which will vest on January 10, 2021, associated with a January 12, 2018 grant. All grants described above assume the maximum shares awarded possible at 200%. This amount does not include any performance shares of other category types, such as restricted stock units.