SEC Form 4 · accession 0001392972-18-000042
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Dziersk
Officer — EVP, Worldwide Sales
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Jan 8, 2018 | A | 9,259 | A | — | — | Common Stock | 9,259 | 68,763 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
- F2This restricted stock unit grant was awarded on January 8, 2018 in the amount of 9,259 restricted stock units, and vest annually in equal installments over a four-year period on January 10 of each year, with a final lapse date of January 10, 2022.
- F3Includes (i) 59,504 unvested restricted stock units which vest annually in equal installments over a four-year period on October 9 of each year, with a final lapse date of October 9, 2021 and is associated with an October 9, 2017 grant; and (ii) 9,259 restricted stock units which vest annually in equal installments over a four-year period on January 10 of each year, with a final lapse date of January 10, 2022, with a final lapse date of January 10, 2022.