SEC Form 4 · accession 0001392972-17-000095
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andres Reiner
Officer — President & CEO · Director
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 11:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2017 | M | 20,000 | $16.73 | A | 423,140 | D | |
| Common StockF3 | Aug 1, 2017 | S | 20,000 | $28.70 | D | 403,140 | D | |
| Common StockF4 | Aug 2, 2017 | S | 8,175 | $28.59 | D | 394,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionF5 | $16.73 | Aug 1, 2017 | M | 20,000 | D | — | — | Common Stock | 20,000 | 70,000 | D |
Explanation of responses
- F1Each option granted or acquired represents the contingent right to buy one share of PROS Holdings, Inc. common stock at the price granted.
- F2The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2017.
- F3Represents the average price for 49 total transactions in a range from $28.41 to $28.84.
- F4Represents the average price for 37 transactions in a range from $28.29 to $29.06.
- F5These NQ Stock Options were granted on November 15, 2007, before Mr. Reiner became a Section 16 officer, and vested monthly, in equal installments beginning on June 1, 2009, and expire on November 15, 2017.