SEC Form 4 · accession 0001392972-17-000089
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andres Reiner
Officer — President & CEO · Director
Period of report
Jul 3, 2017
Accepted (ET)
Jul 6, 2017 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 3, 2017 | M | 6,400 | $16.73 | A | 417,715 | D | |
| Common StockF3 | Jul 3, 2017 | S | 6,400 | $27.23 | D | 411,315 | D | |
| Common StockF1 | Jul 5, 2017 | M | 13,600 | $16.73 | A | 424,915 | D | |
| Common StockF4 | Jul 5, 2017 | S | 13,600 | $27.51 | D | 411,315 | D | |
| Common StockF5 | Jul 5, 2017 | S | 8,175 | $27.62 | D | 403,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionF6 | $16.73 | Jul 3, 2017 | M | 6,400 | D | — | — | Common Stock | 6,400 | 103,600 | D |
| NQ Stock OptionF6 | $16.73 | Jul 5, 2017 | M | 13,600 | D | — | — | Common Stock | 13,600 | 90,000 | D |
Explanation of responses
- F1Each option granted or acquired represents the contingent right to buy one share of PROS Holdings, Inc. common stock at the price granted.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2017.
- F3Represents the average price for 26 transactions in a range from $26.04 to $27.59.
- F4Represents the average price for 35 transactions in a range from $27.06 to $27.67.
- F5Represents the average price for 13 transactions in a range from $27.20 to $27.70.
- F6These NQ Stock Options were granted on November 15, 2007, before Mr. Reiner became a Section 16 officer, and vested monthly, in equal installments beginning on June 1, 2009, and expire on November 15, 2017.