SEC Form 4 · accession 0001392972-17-000010
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andres Reiner
Officer — President & CEO · Director
Period of report
Jan 1, 2017
Accepted (ET)
Jan 3, 2017 · 9:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2017 | M | 26,250 | $21.52 | A | 444,941 | D | |
| Common StockF1 | Jan 1, 2017 | F | 11,295 | $21.52 | D | 433,646 | D | |
| Common StockF1 | Jan 1, 2017 | M | 9,225 | $21.52 | A | 442,871 | D | |
| Common StockF1 | Jan 1, 2017 | F | 3,870 | $21.52 | D | 439,001 | D | |
| Common StockF1 | Jan 1, 2017 | M | 14,300 | $21.52 | A | 453,301 | D | |
| Common StockF1 | Jan 1, 2017 | F | 5,999 | $21.52 | D | 447,302 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | Jan 1, 2017 | M | 14,300 | D | — | — | Common Stock | 14,300 | 127,825 | D |
| Restricted Stock UnitsF4,F2,F5 | — | Jan 1, 2017 | M | 9,225 | D | — | — | Common Stock | 9,225 | 137,050 | D |
| Restricted Stock UnitsF4,F2,F6 | — | Jan 1, 2017 | M | 26,250 | D | — | — | Common Stock | 26,250 | 163,300 | D |
Explanation of responses
- F1The price represents the price of PROS Holdings, Inc. common stock at the close of market on December 30, 2016, the previous business day before the vest date of January 1, 2017.
- F2Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
- F3This restricted stock unit grant was awarded on January 23, 2015 in the amount of 57,200 restrcited stock units which vest annually, in equal installments over a four year period, with a final lapse date of January 1, 2018.
- F4Includes (i) 9,225 unvested restricted stock units with a final lapse date of January 1, 2018, and is associated with a February 11, 2014 grant; (ii) 28,600 unvested restricted stock units which will vest in equal installments on January 1 over the next two years, with a final lapse date of January 1, 2019, and is associated with a January 23, 2015 grant; and (iv) 90,000 unvested restricted stock units which will vest in equal installments beginning March 1, 2017 over the next four years, with a final lapse date of March 1, 2020, and is associated with a March 24, 2016 grant.
- F5This restricted stock unit grant was awarded on February 11, 2014 in the amount of 36,900 units that will vest annually, in equal installments on January 1st of each year over a four year period.
- F6This restricted stock unit grant was awarded on January 18, 2013 in the amount of 105,000 restricted stock units and vest annually, in equal installments, on January 1st of each year over a four year period.