SEC Form 4 · accession 0001392972-17-000006
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Russell
Director
Period of report
Jan 1, 2017
Accepted (ET)
Jan 3, 2017 · 9:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2017 | M | 6,274 | $21.52 | A | 114,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 1, 2017 | M | 6,274 | D | — | — | Common Stock | 6,274 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | Jan 3, 2017 | A | 6,310 | A | — | — | Common Stock | 6,310 | 6,310 | D |
Explanation of responses
- F1This amount includes (i) RSU director grants; and (ii) a street purchase of 25,000 shares held in the trust account of Bill and Patricia Russell.
- F2Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
- F3Includes 6,274 restricted stock units awarded on January 20, 2016 which fully vested on January 1, 2017.
- F4Includes 6,310 restricted stock units awarded on January 3, 2017 which fully vest on January 1, 2018.