SEC Form 4 · accession 0001392972-16-000145
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stefan B Schulz
Officer — EVP and CFO
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 12:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 3, 2016 | M | 20,625 | $11.83 | A | 24,125 | D | |
| Common StockF1,F2 | Mar 3, 2016 | F | 5,856 | $11.83 | D | 18,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3 | — | Mar 3, 2016 | M | 20,625 | D | — | — | Common Stock | 20,625 | 61,875 | D |
Explanation of responses
- F1The price represents the price of PROS Holdings, Inc. common stock at the close of market on March 2, 2016, the previous business day before the vest date of March 3, 2016.
- F2Includes 3,500 shares held in a joint account controlled by Stefan and Mary Schulz.
- F3Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
- F4This is the first tranche of a grant awarded on March 3, 2015 in the amount of 82,500 restricted stock units, which vest annually, in equal installments, over a four year period commencing on March 3, 2016 with a final lapse date of March 3, 2019.