SEC Form 4/A · accession 0001392972-16-000134
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel Blair Crump
Officer — Chief Operating Officer
Period of report
Jan 23, 2015
Accepted (ET)
Feb 16, 2016 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF2,F1 | — | Jan 23, 2015 | A | 93,400 | A | Jan 1, 2018 | Jan 1, 2018 | Common Stock | 93,400 | 243,400 | D |
| Restricted Stock UnitsF6,F3,F4,F5 | — | Jan 23, 2015 | A | 46,700 | A | — | — | Common Stock | 46,700 | 102,950 | D |
Explanation of responses
- F1One share of PROS Holdings, Inc. common stock will be issued for each performance share that vests.
- F2Includes (i) 150,000 performance shares (market share units) which will vest on January 1, 2017 associated with a February 24, 2014 grant; and (ii) 93,400 performance shares (market share units) which will vest on January 1, 2018 associated with a February 23, 2015 grant. Both grants described herein assume the maximum possible award at 200%.
- F3Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
- F4This restricted stock unit grant was awarded on February 23, 2015 in the amount of 46,700 units, and vests annually in equal installments over a four year period on January 1st of each year.
- F5This amendment is being filed to correct Table 1 where this grant was listed as a Non-Derivative Security acquired (see Remarks below).
- F6Includes (i) 56,250 unvested restricted stock units associated with a February 24, 2014 grant, vesting in equal installments on January 1st over the next three years; and (ii) 46,700 unvested restricted stock units associated with a February 23, 2015 grant, vesting in equal installments on January 1st over the next four years.
Remarks
On the Form 4 filed on March 4, 2015 (the "Original Form 4"), Table I inadvertently reported the grant on January 23, 2015 of 46,700 Restricted Stock Units as a Non-Derivative Security. This amendment is being filed solely to correct Table I of the Original Form 4 which should be left blank. Except for the foregoing, no new or revised transactions or holdings are being reported by this amendment, and all other information reported in the Original Form 4 remains the same.