SEC Form 4 · accession 0001392972-16-000100
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andres Reiner
Officer — President & CEO · Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 4, 2016 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2016 | M | 20,000 | $23.04 | A | 363,779 | D | |
| Common StockF1 | Jan 1, 2016 | F | 8,631 | $23.04 | D | 355,148 | D | |
| Common StockF1 | Jan 1, 2016 | M | 26,250 | $23.04 | A | 381,398 | D | |
| Common StockF1 | Jan 1, 2016 | F | 11,012 | $23.04 | D | 370,386 | D | |
| Common StockF1 | Jan 1, 2016 | M | 9,225 | $23.04 | A | 379,611 | D | |
| Common StockF1 | Jan 1, 2016 | F | 3,870 | $23.04 | D | 375,741 | D | |
| Common StockF1 | Jan 1, 2016 | M | 14,300 | $23.04 | A | 390,041 | D | |
| Common StockF1 | Jan 1, 2016 | F | 5,999 | $23.04 | D | 384,042 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | Jan 1, 2016 | M | 20,000 | D | — | — | Common Stock | 20,000 | 137,375 | D |
| Restricted Stock UnitsF4,F2,F5 | — | Jan 1, 2016 | M | 26,250 | D | — | — | Common Stock | 26,250 | 111,125 | D |
| Restricted Stock UnitsF4,F2,F6 | — | Jan 1, 2016 | M | 9,225 | D | — | — | Common Stock | 9,225 | 101,900 | D |
| Restricted Stock UnitsF4,F2,F7 | — | Jan 1, 2016 | M | 14,300 | D | — | — | Common Stock | 14,300 | 87,600 | D |
Explanation of responses
- F1The price represents the price of PROS Holdings, Inc. common stock at the close of market on December 31, 2015, the previous business day before the vest date of January 1, 2016.
- F2Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
- F3This restricted stock unit grant was awarded on February 14, 2012 in the amount of 80,000 restricted stock units, and is the last tranche of annual vestings which occurred over a four year period on January 1 of each year.
- F4Includes (i) 26,250 unvested restricted stock units, the last tranche of which will vest January 1, 2017 and is associated with a January 18, 2013 grant; (ii) 18,450 unvested restricted stock units which will vest in equal installments on January 1st over the next two years and is associated with a February 11, 2014 grant; and (iii) 42,900 unvested restricted stock units which will vest in equal installments on January 1st over the next three years, with a final lapse date of January 1, 2019 and is associated with a January 23, 2015 grant.
- F5This restricted stock unit grant was awarded on January 18, 2013 in the amount of 105,000 restricted stock units and vest annually, in equal installments, on January 1st of each year over a four year period.
- F6This restricted stock unit grant was awarded on February 11, 2014 in the amount of 36,900 restricted stock units and vest annually, in equal installments, on January 1st of each year over a four year period.
- F7This restricted stock unit grant was awarded on January 23, 2015 in the amount of 57,200 restricted stock units and vest annually, in equal installments on January 1st of each year over a four year period.