SEC Form 4 · accession 0001392972-16-000098
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Blair Crump
Officer — Chief Operating Officer
Period of report
Jan 1, 2016
Accepted (ET)
Jan 4, 2016 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 1, 2016 | M | 18,750 | $23.04 | A | 37,170 | D | |
| Common StockF1,F2,F3 | Jan 1, 2016 | F | 8,107 | $23.04 | D | 29,063 | D | |
| Common StockF1,F2,F4 | Jan 1, 2016 | M | 11,675 | $23.04 | A | 40,738 | D | |
| Common StockF1,F2,F4 | Jan 1, 2016 | F | 4,898 | $23.04 | D | 35,840 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F5 | — | Jan 1, 2016 | M | 18,750 | D | — | — | Common Stock | 18,750 | 37,500 | D |
| Restricted Stock UnitsF4,F5 | — | Jan 1, 2016 | M | 11,675 | D | — | — | Common Stock | 11,675 | 35,025 | D |
Explanation of responses
- F1The price represents the price of PROS Holdings, Inc. common stock at the close of market on December 31, 2015, the previous business day before the vest date of January 1, 2016.
- F2Includes 5,000 shares held in a joint account controlled by Blair and Beth Crump.
- F3This is the second tranche of a grant awarded on February 24, 2014 in the amount of 75,000 restricted stock units which vest annually, in equal installments, over a four year period commencing on January 1, 2015 and expiring on January 1, 2018.
- F4This is the first tranche of a grant awarded on January 23, 2015 in the amount of 46,700 restricted stock units which vest annually, in equal installments, over a four year period commencing on January 1, 2016 and expiring on January 1, 2019.
- F5Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.