SEC Form 4 · accession 0001392972-15-000024
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andres Reiner
Officer — President & CEO · Director
Period of report
Jan 7, 2015
Accepted (ET)
Jan 9, 2015 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 7, 2015 | M | 10,782 | $0.65 | A | 337,529 | D | |
| Common StockF2 | Jan 7, 2015 | M | 6,250 | $0.43 | A | 343,779 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4,F3 | $0.65 | Jan 7, 2015 | M | 10,782 | A | — | Dec 30, 2015 | Common Stock | 10,782 | 10,782 | D |
| Employee Stock Option (right to buy)F4,F5 | $0.43 | Jan 7, 2015 | M | 6,250 | A | — | Feb 10, 2015 | Common Stock | 6,250 | 6,250 | D |
Explanation of responses
- F1The orignal grant on December 30, 2005 was for 22,500 incentive stock options and was granted under the 1999 Equity Incentive Plan. Each incentive stock option represented the contingent right to buy one share of PROS Holdings, Inc. common stock at the price granted.
- F2The original grant on February 10, 2005 was for 25,000 incentive stock options and was granted under the 1999 Equity Incentive Plan. Each incentive stock option represented the contingent right to buy one share of PROS Holdings, Inc. common stock at the price granted.
- F3These incentive stock options were exercisable in four equal annual installments. The first installment on December 30, 2006, with the final installment December 30, 2009.
- F4Column 8 has been intentionally left blank due to the fact the reported transactions are strictly exercise and hold.
- F5These incentive stock options were exercisable in four equal annual installments. The first installment on February 10, 2006, with the final installment on February 10, 2009.