SEC Form 4 · accession 0001392972-15-000014
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles H Murphy
Officer — EVP & Chief Financial Officer
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2015 | M | 9,500 | $27.48 | A | 251,448 | D | |
| Common StockF1,F2 | Jan 1, 2015 | F | 3,981 | $27.48 | D | 247,467 | D | |
| Common StockF1,F2 | Jan 1, 2015 | M | 12,500 | $27.48 | A | 259,967 | D | |
| Common StockF1,F2 | Jan 1, 2015 | F | 5,244 | $27.48 | D | 254,723 | D | |
| Common StockF1,F2 | Jan 1, 2015 | M | 6,750 | $27.48 | A | 261,473 | D | |
| Common StockF1,F2 | Jan 1, 2015 | F | 3,039 | $27.48 | D | 258,434 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F3,F4 | — | Jan 1, 2015 | M | 9,500 | D | — | — | Common Stock | 9,500 | 63,750 | D |
| Restricted Stock UnitsF5,F3,F6 | — | Jan 1, 2015 | M | 12,500 | D | — | — | Common Stock | 12,500 | 51,250 | D |
| Restricted Stock UnitsF5,F3,F7 | — | Jan 1, 2015 | M | 6,750 | D | — | — | Common Stock | 6,750 | 44,500 | D |
Explanation of responses
- F1The price represents the price of PROS Holdings, Inc. common stock at the close of market on December 31, 2014, the previous business day before the vest date of January 1, 2015.
- F2Includes 199 shares of PROS Holdings, Inc. common stock acquired pursuant to the Issuer's Employee Stock Purchase Plan ("ESPP") as of January 1, 2015, the date of the latest available statement of the reporting persons ESPP holdings.
- F3Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
- F4This restricted stock unit grant was awarded on January 18, 2013 in the amount of 38,000 units, and vests annually in equal installments over a four year period on January 1st of each year.
- F5Includes (i) 6,250 unvested restricted stock units associated with a May 10, 2011 grant, the last tranche of which will vest on May 10, 2015; (ii) 6,750 unvested restricted stock units associated with a February 14, 2012 grant, the last tranche of which will vest on January 1, 2016; (iii) 19,000 unvested restricted stock units associated with a January 18, 2013 grant, vesting in equal installments on January 1st over the next two years; and (iv) 12,500 unvested restricted stock units, associated with a February 11, 2014 grant, the last tranche of which will vest on January 1, 2016.
- F6This restricted stock unit grant was awarded on February 11, 2014 in the amount of 25,000 units, and vests annually in equal installments over a two year period on January 1st of each year, the last tranche of which will vest on January 1, 2016.
- F7This restricted stock unit grant was awarded on February 14, 2012 in the amount of 27,000 units, and vests annually in equal installments over a four year period on January 1st of each year.