SEC Form 4 · accession 0001392972-15-000010
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Blair Crump
Officer — Chief Operating Officer
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2015 | M | 18,750 | $27.48 | A | 23,750 | D | |
| Common StockF1,F2 | Jan 1, 2015 | F | 5,330 | $27.48 | D | 18,420 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F3,F4 | — | Jan 1, 2015 | M | 18,750 | D | — | — | Common Stock | 18,750 | 56,250 | D |
Explanation of responses
- F1The price represents the price of PROS Holdings, Inc. common stock at the close of market on December 31, 2014, the previous business day before the vest date of January 1, 2015.
- F2Includes 5,000 shares held in a joint account controlled by Blair and Beth Crump.
- F3Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
- F4A grant of 75,000 restricted stock units dated February 24, 2014, vest annually in equal installments over a four year period beginning January 1, 2015.
- F5This amount represents the restricted stock units from the February 24, 2014 grant that have not yet vested, but will lapse over a four year period on January 1st of each year.