SEC Form 4 · accession 0001493152-26-042521
SurgePays, Inc. · SURG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N Keys
Director
Period of report
Jul 31, 2026
Accepted (ET)
Sep 14, 2026 · 10:55 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001392694
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Shares (Common Stock)F1,F2 | Jul 31, 2026 | A | 315,179 | $0.00 | A | 412,059 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of restricted shares awarded pursuant to the provisions of the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "2022 Plan") and a Restricted Share Award Agreement, executed on July 31, 2026, by and between SurgePays, Inc. (the "Company") and Mr. Keys (the "RSA Agreement"). The RSA Agreement provides that the shares will not vest until the earlier of (i) the date that the director no longer serves as a director of the Company other than as a result of a termination for Cause (as defined in the RSA Agreement); (ii) the occurrence of a Change of Control (as defined in the 2022 Plan); or (iii) June 24, 2029.
- F2Includes 96,880 shares issuable pursuant to previous restricted share awards, but does not include (i) 1,666 shares held by an IRA owned by Mr. Keys' wife, (ii) 5,378 shares held by two IRA's owned by Mr. Keys, or (iii) 10,000 shares held by PCC Holdings LLC, which shares are deemed to be owed by Mr. Keys.