SEC Form 4 · accession 0001209191-15-002680
LOUISIANA BANCORP INC · LABC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C. Holly Callia
Officer — Sr. Vice President
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 11:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 5, 2015 | A | 2,000 | $0.00 | A | 41,600 | D | |
| Common Stock | holding | — | — | — | 11,686 | I | By Employee Stock Ownership Plan | |
| Common StockF3 | holding | — | — | — | 4,419 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $21.98 | Jan 5, 2015 | A | 4,000 | A | Jan 5, 2016 | Jan 5, 2025 | Common Stock | 4,000 | 4,000 | D |
| Stock Option (right to buy)F4 | $13.50 | holding | — | — | — | Aug 25, 2010 | Aug 25, 2019 | Common Stock | 3,400 | 3,400 | D |
| Stock Option (right to buy)F4 | $14.41 | holding | — | — | — | Dec 14, 2011 | Dec 14, 2020 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to buy)F4 | $16.56 | holding | — | — | — | Dec 17, 2013 | Dec 17, 2022 | Common Stock | 8,000 | 8,000 | D |
| Stock Option (right to buy)F4 | $18.19 | holding | — | — | — | Dec 16, 2014 | Dec 16, 2023 | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Reflects an award under the 2007 Recognition and Retention Plan which will vest ratably over five years beginning on January 5, 2016.
- F2Includes 9,800 unvested shares held in trust by the 2007 Recognition and Retention Plan Trust, which vest ratably over a five year period beginning on the anniversary date of the respective award. The 9,800 unvested shares were awarded on five different dates.
- F3The reported securities represent the balance of units held in the Issuer's 401(k) Plan, based on a report dated January 5, 2015.
- F4The date reported represents the first anniversary date of the grant. The grant vests in five equal installments beginning with this date.