SEC Form 4 · accession 0001127602-15-024381

Freescale Semiconductor, Ltd. · FSL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & GM, Microcontrollers

Period of report

Aug 4, 2015

Accepted (ET)

Aug 6, 2015 · 6:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001392522

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Shares	Aug 4, 2015	M	11,433	$15.37	A	90,182	D
Common Shares	Aug 5, 2015	M	24,156	$13.91	A	114,338	D
Common Shares	Aug 5, 2015	M	1,068	$15.37	A	115,406	D
Common Shares	Aug 5, 2015	M	2,700	$15.41	A	118,106	D
Common Shares^F1	Aug 5, 2015	S	17,518	$39.5235	D	100,588	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F2	$15.37	Aug 4, 2015	M	11,433	D	—	Jan 5, 2021	Common Shares	11,433	38,573	D
Employee Stock Option (Right to Buy)^F3	$13.91	Aug 5, 2015	M	24,156	D	—	Apr 2, 2020	Common Shares	24,156	24,158	D
Employee Stock Option (Right to Buy)^F2	$15.37	Aug 5, 2015	M	1,068	D	—	Jan 5, 2021	Common Shares	1,068	37,505	D
Employee Stock Option (Right to Buy)^F4	$15.41	Aug 5, 2015	M	2,700	D	—	Apr 2, 2019	Common Shares	2,700	2,700	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $39.58, inclusive. The reporting person undertakes to provide to Freescale Semiconductor, Ltd., any security holder of Freescale Semiconductor, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2The employee stock option, granted on January 5, 2014, granted Mr. Lees the right to purchase up to 50,006 shares, vests at the rate of 25% per year on each anniversary of the grant date so that the option award is fully vested on the fourth anniversary of the grant date (subject to the terms of the reporting person's award agreement).
F3The employee stock option, granted on April 2, 2013, granted Mr. Lees the right to purchase up to 48,314 shares, vests at the rate of 25% per year on each anniversary of the grant date so that the option award is fully vested on the fourth anniversary of the grant date (subject to the terms of the reporting person's award agreement).
F4The employee stock option, granted on April 2, 2012, granted Mr. Lees the right to purchase up to 10,800 shares, vests at the rate of 25% per year on each anniversary of the grant date so that the option award is fully vested on the fourth anniversary of the grant date (subject to the terms of the reporting person's award agreement).