SEC Form 4 · accession 0001127602-15-016611

Freescale Semiconductor, Ltd. · FSL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & GM, Analog & Sensors

Period of report

May 5, 2015

Accepted (ET)

May 7, 2015 · 9:04 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001392522

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Shares	May 5, 2015	M	12,078	$13.91	A	90,935	D
Common Shares	May 5, 2015	M	12,501	$15.37	A	103,436	D
Common Shares^F1	May 5, 2015	S	33,270	$39.99	D	70,166	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F2	$13.91	May 5, 2015	M	12,078	D	—	Apr 2, 2020	Common Shares	12,078	24,158	D
Employee Stock Option (Right to Buy)^F3	$15.37	May 5, 2015	M	12,501	D	—	Jan 5, 2021	Common Shares	12,501	37,505	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.85 to $40.28, inclusive. The reporting person undertakes to provide to Freescale Semiconductor, Ltd., any security holder of Freescale Semiconductor, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2The employee stock option granted on April 2, 2013, granted Mr. Bates the right to purchase up to 48,314 shares, and vests at the rate of 25% per year on each anniversary of the grant date so that the option award is fully vested on the fourth anniversary of the grant date (subject to the terms of the reporting person's award agreement).
F3The employee stock option granted on January 5, 2014, granted Mr. Bates the right to purchase up to 50,006 shares, and vests at the rate of 25% per year on each anniversary of the grant date so that the option award is fully vested on the fourth anniversary of the grant date (subject to the terms of the reporting person's award agreement).