SEC Form 4 · accession 0001209191-18-046424
Gevo, Inc. · GEVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Michael Ryan
Officer — President and COO
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 9, 2018 | A | 10,000 | $0.00 | A | 10,158 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $3.45 | Aug 9, 2018 | A | 64,333 | A | — | Aug 9, 2028 | Common Stock | 64,333 | 64,333 | D |
Explanation of responses
- F1Represents restricted common stock that vests 100% on August 9, 2019.
- F2One-third (1/3) of the award vests on the grant date and one-third (1/3) of the award shall vest on each of the first and second anniversaries of the grant date thereafter.