SEC Form 4 · accession 0001209191-17-006593
Gevo, Inc. · GEVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Marsh
Director
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 1:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 30, 2017 | M | 18 | — | A | 225 | D | |
| Common StockF3 | Jan 30, 2017 | F | 5 | $2.87 | D | 220 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Jan 30, 2017 | M | 18 | D | — | — | Common Stock | 18 | 321 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis
- F2Amount of securities beneficially owned following reported transaction reflects the 1-for-20 reverse stock split that occurred on January 5. 2017.
- F3The disposition represents the net settlement of shares upon the vesting of restricted stock units.
- F4On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.