SEC Form 4 · accession 0001209191-16-152647
Gevo, Inc. · GEVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick R. Gruber
Officer — Chief Executive Officer · Director
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2016 | M | 1,807 | — | A | 47,555 | D | |
| Common StockF2 | Nov 29, 2016 | F | 579 | $0.33 | D | 46,976 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Nov 29, 2016 | M | 1,807 | D | — | — | Common Stock | 1,807 | 36,156 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis
- F2The disposition represents the net settlement of shares upon the vesting of restricted stock units.
- F3On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.