SEC Form 4 · accession 0001209191-16-143578
Gevo, Inc. · GEVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike Willis
Officer — CFO
Period of report
Sep 29, 2016
Accepted (ET)
Oct 3, 2016 · 3:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2016 | M | 1,586 | — | A | 32,351 | D | |
| Common StockF2 | Sep 29, 2016 | F | 507 | $0.49 | D | 31,844 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Sep 29, 2016 | M | 1,586 | D | — | — | Common Stock | 1,586 | 34,874 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis
- F2The disposition represents the net settlement of shares upon the vesting of restricted stock units.
- F3On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.