SEC Form 4 · accession 0001209191-16-099759
Gevo, Inc. · GEVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick R. Gruber
Officer — Chief Executive Officer · Director
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | S | 162 | $0.40 | D | 38,735 | D | |
| Common Stock | Feb 16, 2016 | S | 2,977 | $0.40 | D | 35,812 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of such restricted stock shares. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.
- F2Mr. Gruber agreed to have 25% of his salary paid in restricted stock in lieu of cash for a period of three months in 2015. These shares vested on February 16, 2016 and the shares sold satisfy tax obligations on these shares.